Cropper Accountancy has approximately thirty broker dealer clients, including brokers that sell securities and deal with mergers and acquisitions, comprised of non-carry broker dealers.
We are registered and periodically reviewed by the Public Company Accounting Oversight Board (PCAOB), a step above and beyond the peer review standard, ensuring that you are getting the quality audit your broker dealership deserves (PCAOB number- 3381). Every one of the audits we do has an outside, independent quality review that is required by the PCAOB, who sets the standards in accordance with the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA).
What can I expect from a Broker Dealer audit?
Using the above standards, we provide three items: 1) Financial Statement Opinion Report, 2) Attestation Report on the Exemption Report, and 3) Agreed-Upon-Procedures (AUP) on the SIPC report.
As a highly regulated area by the PCAOB, we are proud to offer independent Engagement Quality Reviews (EQR) which have been a stumbling block for many of our competitors. Our most recent peer results gave us high marks on their review of our work papers.
Find comfort in knowing an Expert in accounting is only an email or phone-call away.
We will happily offer you a free consultation to determine how we can best serve you.
Use our client portal to securely deliver a file to a member of our firm.
We have worked with Cropper Accountancy for over 15 years and have been tremendously impressed with their communication,
their attention to detail and their follow-up. Everyone we have encountered at the firm has
been responsive and polite and we value our relationship with them.
Romney White, Managing Member of HUD Multifamily Housing
Cropper Accountancy Corp conducted our year-end audit in an efficient, friendly, and knowledgeable manner. It was a first-year
audit, and they came up to speed on our business model and practices very quickly. Concurrently,
they took the time to advise us of upcoming GAAP and tax rulings that could affect our business,
and how to navigate the changes. John, Bryce and Emily are more than our auditors - we consider
them partners in our quest to expand and improve our business.
Karyn White, Growth Point Technology Partners